Futures/derivatives Compliance Office jobs
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Featured Job Postings from the Web
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| May 27 | Compliance Analyst / Surveillance | Financial Services Company | Chicago, IL |
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Compliance Analyst / Surveillance $60-$80K This role is for a compliance generalist to ass ... Futures Association (NFA), Commodity Futures Trading Commission (CFTC) and other... more |
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| May 06 | Compliance Officer - FX Advisory Compliance. | Compliance Search Group | New York, NY |
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Providing regulatory/compliance training as needed. Level of skills, abilities and knowledge: 3-5 years of compliance or ... Securities and/or futures licenses, a plus... more |
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| Apr 29 | VP Compliance Officer | Access Staffing | New York, NY |
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issued by US Securities, banking, derivatives, and futures regulators. Some ... with front office, support units, head office and branches. Design and conduct... more |
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| Apr 22 | VP Compliance - Derivatives Trading / Broker Dealer | Global Financial Services Frim | New York, NY |
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Compliance Manager (VP level) with prior compliance experience covering Derivatives ... issued for U.S. Securities, Banking, Derivatives and Futures Strong knowledge of... more |
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More Job Postings from the Web
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| May 30 | Managing Director, Derivatives Strategy (Manulife Asset Management) | Manulife Financial | Massachusetts |
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investment Officer, the Managing Director of Derivatives will develop and direct ... Responsibilities: * Develop global derivatives strategy and investment policies... more |
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| May 30 | AML/BSA-Compliance Officer | Drum Associates | New York, NY |
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compliance function Manage the AML/KYC compliance function by implementing ... issued by US Securities, Banking, Derivatives and Futures regulators Extensive... more |
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| May 29 | Managing Director, Derivatives Strategy (Manulife Asset Management) | John Hancock US | Massachusetts |
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investment Officer, the Managing Director of Derivatives will develop and direct ... Responsibilities: * Develop global derivatives strategy and investment policies... more |
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| May 28 | Compliance Manager | JPMorgan Chase | New York |
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The department also includes the Office of the Secretary. Legal and Compliance ... * Work with compliance and business personnel to obtain relevant information / documentati... more |
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| May 24 | Futures Compliance Coverage - Vice President | Morgan Stanley | New York, NY |
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Futures and/or OTC Derivatives rules and regulations. Prior and sustained experience interacting ... experience as a Compliance Officer with a Futures Commission Merchant or... more |
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| May 24 | Compliance- Summer Intern | Newedge Group | New York, NY |
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Compliance Internship Day to Day Responsibilities Include Assists with projects and day to ... and clearing services covering options and futures contracts for financial products and... more |
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| May 23 | Derivatives Compliance Manager | Depository Trust and Clearing | New York, NY |
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The Office of Corporate and Regulatory Compliance is responsible for compliance with ... Responsible for supporting all aspects of derivatives trade repository compliance... more |
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| May 23 | Derivatives Compliance Manager | Depository Trust & Clearing | New York, NY |
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The Office of Corporate and Regulatory Compliance is responsible for compliance with ... Responsible for supporting all aspects of derivatives trade repository compliance... more |
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| May 18 | Compliance Analyst / Surveillance | Chicago, IL | |
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Compliance Analyst / Surveillance $60-$80K This role is for a compliance generalist to ass ... Futures Association (NFA), Commodity Futures Trading Commission (CFTC) and other... more |
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| May 16 | Listed Derivatives Operations, Analyst | Goldman Sachs & Co | New York, NY |
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as well as monitoring transactions for compliance with legal and regulatory ... Derivatives Business sits within Listed Derivatives and is a market leader in the... more |
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| May 16 | Derivative Operations Specialist, Associate 1 | State Street Bank | Kansas City, MO |
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*Adhere to established operating, risk, and compliance controls and standard operating ... language preferred. *Knowledge of MS Office applications and spreadsheet... more |
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| May 14 | Fixed Income Trade Operations - Middle Office Manager | Fidelity Investments | Merrimack, NH |
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managers, trading desks, Treasurer's Office and Fund Accounting * Effectively ... balance resources across groups * Manage compliance with Fidelity's Human Resource... more |
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| May 11 | Compliance Officer (Up to VP) | Parker Clark Executive Recruitment | New York, NY |
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TITLE: Compliance Officer (up to VP Level) Up to 120k + Bonus Duties will include ... and responsibilities as assigned by Chief Compliance Officer. 5-10 years of experience... more |
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| Apr 20 | Commodities & Futures Compliance Officer | Robert Half Financial Service | New York, NY |
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bank, is seeking a Commodities & Futures Compliance Officer that has ... compliance experience in the Futures & Derivatives Space Strong Commodities and Futures... more |
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| Apr 18 | Compliance Officer (Securities) | Newedge | New York, NY |
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within NUSA. Assist to position Compliance as a business partner to ... and clearing services covering options and futures contracts for financial products and... more |
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| Apr 15 | Derivatives Compliance Manager | Dtcc | New York, NY |
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The Office of Corporate and Regulatory Compliance is responsible for compliance with ... Prior managerial experience and knowledge of derivatives compliance strongly preferred. more |
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| Apr 12 | AML Compliance Officer | Michael Page International | New York, NY |
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Review and revise policies and procedures applicable to AML/KYC Compliance ... with Front Office, Support Units, Head Office, and the "affiliated Bank's New York... more |
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| Apr 10 | Compliance Analyst - Surveillance | Illinois | |
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is for a compliance generalist to assist the Compliance department in maintaining an ... Futures Association (NFA), Commodity Futures Trading Commission (CFTC) and other... more |
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| Apr 09 | Compliance Officer (Securities) | Newedge Group | New York, NY |
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of marketing material issued by the front office. * Provide appropriate support and ... and verbal communication skills. * 7+ years Compliance experience. * Ability to... more |
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| Mar 12 | Managing Director, Derivatives Strategy (Manulife Asset Management) | John Hancock | Massachusetts |
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Title: Managing Director, Derivatives Strategy (Manulife Asset Management) Location: ... investment Officer, the Managing Director of Derivatives will develop and direct... more |
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| Dec 13 | Director, Risk Management | Compliance Search Group | New York, NY |
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As the worlds leading and most diverse derivatives marketplace, CME Group ... free to visit our informational blogs: The Compliance Exchange www.CompliancEX.com The... more |
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