Finra jobs - Fort Lauderdale, FL
Subscribe to RSS Feed| Posted | Job Title | Company | Location |
|---|---|---|---|
|
Featured Job Postings from the Web
|
|||
| May 25 | OUTBOUND TELESALES - PROSPECT QUALIFIER (4 yr Degree + Series 6, FL2-15 Licensed) | Mutual of America | Fort Lauderdale, FL |
|
have a Bachelor's degree, a current FINRA Series 6 (or S7) license, a FL2-15 ... Annuities) license, and be able to obtain a FINRA Series 63 license upon being hired.***... more |
|||
|
More Job Postings from the Web
|
|||
| May 28 | Experienced Employee Financial Advisor Job | Ameriprise | Fort Lauderdale, FL |
|
Ameriprise Financial Services, Inc. Member FINRA and SIPC. Some products and services may not be available in all jurisdictions or to all clients. Ameriprise Financial Services,... more |
|||
| May 25 | Personal Banker-Inernational Mall-Miami FL Bilingual Spanish | JPMorgan Chase | Miami, FL |
|
you may have the opportunity to obtain your FINRA Series 6, 63, and Life Insurance licenses. Plus, many successful Personal Bankers develop skills to move into roles such as... more |
|||
| May 25 | Compliance Examiner, Member Regulation | Finra | Boca Raton, FL |
|
to the FINRA Careers site, enter www.finra.org/careers into your browser to reach ... and Affirmative Action Employer 2012 FINRA. All rights reserved. FINRA is a... more |
|||
| May 25 | Financial Advisor - New Advisor Program Job | Ameriprise | Miami, FL |
|
Maintain all appropriate FINRA/other licenses and requirements up to date ... prioritization. - Ability to obtain required FINRA licenses within 90-120 day. JCODE:... more |
|||
| May 19 | Financial Representative | CBG Financial Group | Boca Raton, FL |
|
customer service and an overriding dedication to excellence, we place our company in a position of having a competitive advantage over members of our peer group. Member... more |
|||
| May 12 | Managing Director, Relationship Management | Schwab | Boca Raton, FL |
|
Relocation Offered? No Work Schedule: Days Languages: English - spoken Current Licenses / Certifications: FINRA Series 24, FINRA Series 63, FINRA Series 7 Relevant Work... more |
|||
| May 10 | Financial Advisor: Ft. Lauderdale/ Miami Area | AIG | Fort Lauderdale, FL |
|
Successful sales track record Active FINRA Series 6 or 7 license and Series 63 and 65, or 66 license(s) Active state variable life and health license SAFG:CB05/08/2012 About Us... more |
|||
| May 07 | Financial Services Representative | MetLife Resources | Miami, FL |
|
(MSI)(member FINRA/SIPC). 1095 Avenue of the Americas, New York, NY 10036 MLIC and MSI are MetLife Companies.MetLife is an Equal Opportunity EmployerL0412253411[exp0413][All... more |
|||
| May 06 | CFO | Investments / Money Management | Boca Raton, FL |
|
A CPA is preferred Willingness to obtain FINRA Series 27 license, if the individual ... the Financial Industry Regulatory Authority (FINRA), the Municipal Securities Rule Making... more |
|||
| May 01 | Financial Advisor | Boca Raton, FL | |
|
FINRA Series 7 and 63 registrations, as well as current life/health insurance license. A minimum of three to four years previous investment/brokerage experience is preferred. more |
|||
| Apr 19 | Administrative Manager | UBS | Miami, FL |
|
Creates a positive branch business culture FINRA Registrations: Series 7, 66, 8 or 9 and 10 - Series 3 (if applicable) Life and Health Insurance licenses, required if supervising... more |
|||
| Apr 19 | Branch Controls Specialist | AXA Equitable | Fort Lauderdale, FL |
|
helpful - graduate business degree helpful FINRA Series 7 Required & Series 24 ... required to attain after start date) Other FINRA registrations are helpful but not... more |
|||
| Apr 09 | Experienced Financial Services Representative | MetLife | Fort Lauderdale, FL |
|
within the last 3 years * Appropriate FINRA Registration and State Licensing Life/H, Series 6,/7, 65/66, 63 as applicable * High School Diploma or Equivalent * Obtain licenses to... more |
|||
| Apr 02 | PERSONAL FINANCIAL REPRESENTATIVE | Miami, FL | |
|
insurance experience and have the applicable FINRA licensing. Industry designations and a 4-year degree preferred. Take the next step to becoming an Allstate Personal Financial... more |
|||
| Mar 15 | Financial Specialist | Pnc Financial Services Group | Tamarac, FL |
|
in the financial field is required. FINRA Series 7, 66 (or 63 & 65), and State Life and Health licenses are required. Minimum of 2 years experience in the brokerage business,... more |
|||
| Mar 13 | Trade Surveillance Associate | Nason and Nason | Miami, FL |
|
to regulatory requests (e.g., SEC, FINRA), as well internal audits, investigations and other inquires. * Monitor for new or revised laws and regulations (and corporate policy... more |
|||
| Mar 06 | Financial Advisor II | Space Coast Credit Union | Miramar, FL |
|
to comply with the requirements of all FINRA, Office of Supervisory Jurisdiction and ... Requirements: * FINRA Series 7 and FL215 Life/Health/Variable Annuities Licensed required... more |
|||
| Feb 27 | Director-RFP Management (AMERICAS) | Franklin Templeton Investments | Fort Lauderdale, FL |
|
distribution channels and markets. * CFA, FINRA licensing, IMC or other financial qualification or equivalent knowledge. * Operational management and system/process development... more |
|||
| Feb 16 | Allstate Personal Financial Rep. in Ft. Lauderdale | Allstate | Fort Lauderdale, FL |
|
sales experience, Life and Health licensing, FINRA Series 6 and 63 (if applicable) licensing, and a track-record of success. Industry designations and a 4-year degree preferred. more |
|||
| Feb 01 | Investment Sales | Financial Northeastern | Miami, FL |
|
collaborative office environment in a beautiful downtown Miami setting. Culture that fosters individual achievement and independence. Equal Opportunity Employer - Member... more |
|||
| Oct 16 | Financial Sales Professional | Mass Mutual/dbs Financial Group | Fort Lauderdale, FL |
|
with MML Distributors, LLC. Members FINRA (www.finra.org) and SiPC ... LLC; MML Investors Services, Inc., member FINRA and SIPC; OppenheimerFunds, Inc.; and... more |
|||
| Sep 16 | Financial Executive, Securities Group | Banco Do Brasil Sa | Miami, FL |
|
munication skills (both oral and written) required in English and Portuguese. Availability to travel to visit clients and to participate in Seminars and Conference. FINRA Series... more |
|||
| Jun 01 | Financial Advisor - Investments | David Lerner Associates | Boca Raton, FL |
|
VP of Recruiting, 800-645-1611 ext. 5851 or email Laurence.maverick@davidlerner.com David Lerner Associates www.davidlerner.com Member FINRA & SIPC EOE/MF Offices in New York,... more |
|||
| Nov 29 | Financial Services Representative | MetLife | Fort Lauderdale, FL |
|
* Have or willing to obtain appropriate FINRA Registration and State Licensing: Life/Health, Series 6/7, 65/66, 63 as applicable* High School Diploma or Equivalent * Must be a US... more |
|||
Jobs by 
